Ongoing Compliance
Licensee Solutions is associated with Halsey Legal Services (Halseys), a law firm with substantial expertise and experience in the financial services and credit industries; particularly in relation to ASIC enforcement actions, client disputes and structuring advice. You will benefit from the knowledge and experience of Licensee Solutions, and the shared insights from Halseys' legal experience, to proactively protect your business.
Licensee Solutions core compliance services include:
Drafting Helpful and Workable Policies and Procedures
Compliance Committee Management
Licensee Regulatory Reviews
Representative Client File Reviews
General Consulting
SMSF Professionals Support
AMLCTF Support
AMLCTF Independent Evaluations
All the services listed can be packaged within a consulting program, allowing you to know upfront the services you will receive, and the cost for you within the next 12 months.
You can choose the consulting program which is most suitable for your business.