Reviews, Independent Expert Reports, Independent Evaluations

At Licensee Solutions, we offer a range of independent reviews and evaluations designed to support your compliance obligations and strengthen your business operations. Our services include:

Licensee Regulatory Reviews – Annual compliance health checks that assess your adherence to licensing obligations, including AML/CTF provisions, client service management, and breach handling procedures. These reviews provide actionable insights and a detailed report to help you address any gaps.

Representative Client File Reviews – Regular reviews of client files to ensure your representatives are meeting legal and professional standards. These reviews are educational, not punitive, and help identify compliance issues early. Serious matters can be seamlessly referred to Halsey Legal Services, ensuring legal professional privilege.

Independent Expert Reports – We provide expert reports for litigation, due diligence, and regulatory matters. Our consultants have experience acting as expert witnesses and preparing reports for court proceedings and ASIC-related matters.

Independent AML/CTF Evaluations – As part of your Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) program, independent evaluations are a regulatory requirement. We conduct thorough assessments of your AML/CTF framework, ensuring it meets AUSTRAC obligations and industry best practices.